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Providing free on-line assistance and
guidance for all persons affected by individual or corporate insolvency in
Australia
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OFFICIAL REGULATORY GUIDES ISSUED BY ASIC CORPORATIONS - EXTERNAL ADMINISTRATION |
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Last updated 30/3/2018 | |
List of ASIC Regulatory Guides (RG) for External AdministrationsNote - A highlighted and underlined guide number means that a copy of the guide is available from or via this website. |
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| Guide Number | Description of Guide (type of data file) | Date Issued |
| RG 14 | Receivers: Retention of company records (PDF) | September 1991 |
| RG 16 | External administrators - Reporting and lodging (PDF) | July 2008 |
| RG 16 - Schedule A | Preliminary report by court–appointed liquidator to ASIC under s476 of the Corporations Act 2001 | July 2008 |
| RG 16- Schedule B | EX01 - Report to ASIC under s422, s438D or s533 of the Corporations Act 2001 or for statistical purposes | July 2008. Updated Jan. 2016 |
| RG 16- Schedule C | Supplementary report by receiver or managing controller under s422(2), by voluntary administrator under s438D(2), or by liquidator under s533(2) | July 2008 |
| RG 16- Schedule D | Allegations of possible misconduct — Substantiation guide | July 2008 |
| RG 20 | Disclosure of convictions and proceedings (PDF) | May 1992 |
| RG 22 | Directors’ statement as to solvency (PDF) | June 1992 |
| RG 81 | Destruction of books (PDF) | May 2000 |
| RG 82 | External administration: Deeds of company arrangement involving a creditors’ trust (PDF) | May 2005 |
| RE 83 | Reinstatement of companies | March 2018 |
| RG 106 | Controller duties and bank accounts (PDF) | May 1996 |
| RG 109 (main) | Assetless Administration Fund (excluding appendices) (PDF) | November 2012 |
| RG 109 - Appendix 1 | Director bannings - Submitting Form EX02 | November 2012 |
| RG 109 - Appendix 2 | Director bannings - Sample funding agreement | November 2012 |
| RG 109 - Appendix 3 | Director bannings - Sample layout of a supplementary s.533 report | November 2012 |
| RG 109 - Appendix 4 | Matters other than director bannings - Submitting Form EX03 | November 2012 |
| RG 109 - Appendix 5 | Matters other than director bannings - Example summary of alleged offences and misconduct | November 2012 |
| RG 109 - Appendix 6 | Matters other than director bannings - Books and records listing and questionnaire | November 2012 |
| RG 109 - Appendix 7 | Matters other than director bannings - Example schedule of estimated liquidator's fees and disbursements | November 2012 |
| RG 109 - Appendix 8 | Matters other than director bannings - Sample funding agreement | November 2012 |
| RG 109 - Appendix 9 | Matters other than director bannings - Sample layout of a supplementary s.533 report | November 2012 |
| RG 109 - Appendix 10 | Director bannings & Matters other than director bannings - Allegations of possible misconduct | November 2012 |
| RG 174 | Relief for externally administered companies and registered schemes being wound up (PDF) | May 2015 |
| RG 186 | External administration: Liquidator registration (withdrawn) (now see RG 258) | |
| RG 194 | Insurance requirements for registered liquidators (withdrawn) (now see RG 258) | |
| RG 217 | Duty to prevent insolvent trading: Guide for directors (PDF) | July 2010 |
| RG 242 | ASIC's power to wind up abandoned companies | January 2013 |
| RG 258 | Registered liquidators: Registration, disciplinary actions and insurance requirements (PDF) | March 2017 |