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OFFICIAL REGULATORY GUIDES ISSUED BY ASIC

CORPORATIONS - EXTERNAL ADMINISTRATION

Last updated 1/4/2017


List of ASIC Regulatory Guides (RG) for External Administrations

 Note - A highlighted and underlined guide number means that a copy of the guide is available from or via this website.
Guide Number Description of Guide (type of data file)
Date Issued
RG 14 Receivers: Retention of company records (PDF) September 1991
RG 16 External administrators - Reporting and lodging (PDF) July 2008
RG 16 - Schedule A Preliminary report by court–appointed liquidator to ASIC under s476 of the Corporations Act 2001 July 2008
RG 16- Schedule B EX01 - Report to ASIC under s422, s438D or s533 of the Corporations Act 2001 or for statistical purposes July 2008. Updated  Jan. 2016
RG 16- Schedule C Supplementary report by receiver or managing controller under s422(2), by voluntary administrator under s438D(2), or by liquidator under s533(2) July 2008
RG 16- Schedule D Allegations of possible misconduct — Substantiation guide July 2008
RG 20 Disclosure of convictions and proceedings (PDF) May 1992
RG 22 Directors’ statement as to solvency (PDF) June 1992
RG 81 Destruction of books (PDF) May 2000
RG 82 External administration: Deeds of company arrangement involving a creditors’ trust (PDF) May 2005
RG 106 Controller duties and bank accounts (PDF) May 1996
RG 109 Assetless Administration Fund (excluding appendices) (PDF) November 2012
RG 109 - Appendix 1 Director bannings - Submitting Form EX02 November 2012
RG 109 - Appendix 2 Director bannings - Sample funding agreement November 2012
RG 109 - Appendix 3 Director bannings - Sample layout of a supplementary s.533 report November 2012
RG 109 - Appendix 4 Matters other than director bannings - Submitting Form EX03 November 2012
RG 109 - Appendix 5 Matters other than director bannings - Example summary of alleged offences and misconduct November 2012
RG 109 - Appendix 6 Matters other than director bannings - Books and records listing and questionnaire November 2012
RG 109 - Appendix 7 Matters other than director bannings - Example schedule of estimated liquidator's fees and disbursements November 2012
RG 109 - Appendix 8 Matters other than director bannings - Sample funding agreement November 2012
RG 109 - Appendix 9 Matters other than director bannings - Sample layout of a supplementary s.533 report November 2012
RG 109 - Appendix 10 Director bannings & Matters other than director bannings - Allegations of possible misconduct November 2012
RG 174 Relief for externally administered companies and registered schemes being wound up (PDF) May 2015
RG 186 External administration: Liquidator registration (withdrawn) (now see RG 258)  
RG 194 Insurance requirements for registered liquidators (withdrawn) (now see RG 258)  
RG 217 Duty to prevent insolvent trading: Guide for directors (PDF) July 2010
RG 258 Registered liquidators: Registration, disciplinary actions and insurance requirements (PDF) March 2017